Deadlock & Starvation | Database Management System (DBMS) - Computer Science Engineering (CSE) PDF Download

Deadlock in DBMS

In a database, a deadlock is an unwanted situation in which two or more transactions are waiting indefinitely for one another to give up locks. Deadlock is said to be one of the most feared complications in DBMS as it brings the whole system to a Halt.
Example: let us understand the concept of Deadlock with an example :
Suppose, Transaction T1 holds a lock on some rows in the Students table and needs to update some rows in the Grades table. Simultaneously, Transaction T2 holds locks on those very rows (Which T1 needs to update) in the Grades table but needs to update the rows in the Student table held by Transaction T1.
Now, the main problem arises. Transaction T1 will wait for transaction T2 to give up lock, and similarly, transaction T2 will wait for transaction T1 to give up the lock. As a consequence, All activity comes to a halt and remains at a standstill forever unless the DBMS detects the deadlock and aborts one of the transactions. 

Deadlock in DBMSDeadlock in DBMS

1. Deadlock Avoidance

 


When a database is stuck in a deadlock, It is always better to avoid the deadlock rather than restarting or aborting the database. Deadlock avoidance method is suitable for smaller databases whereas deadlock prevention method is suitable for larger databases.
One method of avoiding deadlock is using application-consistent logic. In the above given example, Transactions that access Students and  Grades should always access the tables in the same order. In this way, in the scenario described above, Transaction T1 simply waits for transaction T2 to release the lock on  Grades before it begins. When transaction T2 releases the lock, Transaction T1 can proceed freely.
Another method for avoiding deadlock is to apply both row-level locking mechanism and READ COMMITTED isolation level. However, It does not guarantee to remove deadlocks completely.
2. Deadlock Detection
When a transaction waits indefinitely to obtain a lock, The database management system should detect whether the transaction is involved in a deadlock or not.
Wait-for-graph is one of the methods for detecting the deadlock situation. This method is suitable for smaller database. In this method a graph is drawn based on the transaction and their lock on the resource. If the graph created has a closed loop or a cycle, then there is a deadlock. 

For the above mentioned scenario the Wait-For graph is drawn below
Deadlock & Starvation | Database Management System (DBMS) - Computer Science Engineering (CSE)

3. Deadlock prevention
For large database, deadlock prevention method is suitable. A deadlock can be prevented if the resources are allocated in such a way that deadlock never occur. The DBMS analyzes the operations whether they can create deadlock situation or not, If they do, that transaction is never allowed to be executed.
Deadlock prevention mechanism proposes two schemes: 

  • Wait-Die Scheme
    In this scheme, If a transaction request for a resource that is locked by other transaction, then the DBMS simply checks the timestamp of both transactions and allows the older transaction to wait until the resource is available for execution.
    Suppose, there are two transactions T1 and T2 and Let timestamp of any transaction T be TS (T). Now, If there is a lock on T2 by some other transaction and T1 is requesting for resources held by T2, then DBMS performs following actions:
    Checks if TS (T1) < TS (T2) – if T1 is the older transaction and T2 has held some resource, then it allows T1 to wait until resource is available for execution. That means if a younger transaction has locked some resource and older transaction is waiting for it, then older transaction is allowed wait for it till it is available. If T1 is older transaction and has held some resource with it and if T2 is waiting for it, then T2 is killed and restarted latter with random delay but with the same timestamp. i.e. if the older transaction has held some resource and younger transaction waits for the resource, then younger transaction is killed and restarted with very minute delay with same timestamp.
    This scheme allows the older transaction to wait but kills the younger one. 
  • Wound Wait Scheme
    In this scheme, if an older transaction requests for a resource held by younger transaction, then older transaction forces younger transaction to kill the transaction and release the resource. The younger transaction is restarted with minute delay but with same timestamp. If the younger transaction is requesting a resource which is held by older one, then younger transaction is asked to wait till older releases it. 

Starvation in DBMS

Starvation or Livelock is the situation when a transaction has to wait for a indefinite period of time to acquire a lock.

Reasons of Starvation

  1. If waiting scheme for locked items is unfair. ( priority queue )
  2. Victim selection. ( same transaction is selected as a victim repeatedly )
  3. Resource leak.
  4. Via denial-of-service attack.

Starvation can be best explained with the help of an example – Suppose there are 3 transactions namely T1, T2, and T3 in a database that are trying to acquire a lock on data item ‘ I ‘. Now, suppose the scheduler grants the lock to T1(maybe due to some priority), and the other two transactions are waiting for the lock. As soon as the execution of T1 is over, another transaction T4 also come over and request unlock on data item I. Now, this time the scheduler grants lock to T4, and T2, T3 has to wait again. In this way if new transactions keep on requesting the lock, T2 and T3 may have to wait for an indefinite period of time, which leads to Starvation.

What are the solutions to starvation

  1. Increasing Priority
    Starvation occurs when a transaction has to wait for an indefinite time, In this situation, we can increase the priority of that particular transaction/s. But the drawback with this solution is that it may happen that the other transaction may have to wait longer until the highest priority transaction comes and proceeds.
  2. Modification in Victim Selection algorithm
    If a transaction has been a victim of repeated selections, then the algorithm can be modified by lowering its priority over other transactions.
  3. First Come First Serve approach
    A fair scheduling approach i.e FCFS can be adopted, In which the transaction can acquire a lock on an item in the order, in which the requested the lock.
  4. Wait die and wound wait scheme
    These are the schemes that use the timestamp ordering mechanism of transaction.
The document Deadlock & Starvation | Database Management System (DBMS) - Computer Science Engineering (CSE) is a part of the Computer Science Engineering (CSE) Course Database Management System (DBMS).
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FAQs on Deadlock & Starvation - Database Management System (DBMS) - Computer Science Engineering (CSE)

1. What is deadlock in DBMS?
Ans. Deadlock in DBMS refers to a situation where two or more transactions are unable to proceed further because each is waiting for the other to release a resource. This results in a standstill, where none of the transactions can proceed and the system becomes unresponsive.
2. What are the necessary conditions for a deadlock to occur in DBMS?
Ans. The necessary conditions for a deadlock to occur in DBMS are: 1. Mutual Exclusion: At least one resource must be held in a non-shareable mode, meaning it cannot be simultaneously used by multiple transactions. 2. Hold and Wait: A transaction must be holding at least one resource while waiting to acquire additional resources. 3. No Preemption: Resources cannot be forcibly taken away from a transaction; they can only be released voluntarily. 4. Circular Wait: There must exist a circular chain of two or more transactions, where each transaction is waiting for a resource held by another transaction in the chain.
3. How can deadlocks be prevented or avoided in DBMS?
Ans. Deadlocks in DBMS can be prevented or avoided by implementing one or more of the following techniques: 1. Deadlock Prevention: This involves ensuring that at least one of the necessary conditions for deadlock cannot occur. For example, by using a protocol to avoid circular wait or by allowing resource preemption. 2. Deadlock Detection: This involves periodically checking the system for the presence of deadlocks. If a deadlock is detected, appropriate actions can be taken to resolve it. 3. Deadlock Avoidance: This involves using mathematical models and algorithms to predict whether a particular resource allocation could lead to a deadlock. If a potential deadlock is identified, the allocation is avoided. 4. Deadlock Recovery: This involves terminating one or more transactions involved in the deadlock to break the circular wait and release the resources.
4. What is starvation in DBMS?
Ans. Starvation in DBMS refers to a situation where a transaction or a process is unable to proceed or make progress in its execution due to the unavailability of required resources. While the system may not be in a deadlock, the affected transaction remains in a waiting state indefinitely, causing delays and affecting overall system performance.
5. How can starvation be prevented in DBMS?
Ans. To prevent starvation in DBMS, the following measures can be taken: 1. Fair Resource Allocation: Implement a fair scheduling algorithm that ensures all transactions or processes get a fair share of resources and no transaction is consistently prioritized over others. 2. Priority Inversion: Avoid situations where a low-priority transaction holds a resource required by a high-priority transaction. This can be achieved through techniques like priority inheritance or priority ceiling protocols. 3. Resource Quotas: Set resource quotas for each transaction or process to prevent any single transaction from monopolizing the resources for an extended period. 4. Aging: Implement aging techniques where the priority of a transaction gradually increases with waiting time, ensuring that long-waiting transactions eventually get access to required resources.
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