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SEBI (Securities and Exchange Board of India) - Regulatory Framework of Indian Financial system, Int Video Lecture | Interdisciplinary Issues in Indian Commerce - B Com

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FAQs on SEBI (Securities and Exchange Board of India) - Regulatory Framework of Indian Financial system, Int Video Lecture - Interdisciplinary Issues in Indian Commerce - B Com

1. What is SEBI and what is its role in the Indian financial system?
Ans. SEBI, also known as the Securities and Exchange Board of India, is the regulatory body for the securities market in India. Its main role is to protect the interests of investors and ensure the smooth functioning of the securities market. SEBI regulates various participants in the market, such as stock exchanges, brokers, and listed companies, and enforces rules and regulations to promote transparency and fairness in the financial system.
2. What is the regulatory framework of the Indian financial system?
Ans. The regulatory framework of the Indian financial system refers to the set of laws, regulations, and guidelines that govern the functioning of various financial institutions and markets in India. This framework includes regulatory bodies like the Reserve Bank of India (RBI) for banking and monetary policies, SEBI for the securities market, Insurance Regulatory and Development Authority of India (IRDAI) for insurance, and other regulatory bodies for different sectors. These regulations ensure the stability, transparency, and integrity of the financial system.
3. How does SEBI protect the interests of investors in the Indian financial system?
Ans. SEBI protects the interests of investors in the Indian financial system through various measures. It regulates and supervises market intermediaries, such as stockbrokers and merchant bankers, to ensure their compliance with rules and regulations. SEBI also promotes transparency by mandating disclosure requirements for listed companies, allowing investors to make informed decisions. Additionally, SEBI investigates and takes action against market manipulations, insider trading, and other fraudulent activities to safeguard investors' interests.
4. What are the key functions of SEBI in regulating the Indian financial system?
Ans. SEBI performs several key functions in regulating the Indian financial system. It formulates rules and regulations for the securities market and ensures their implementation. SEBI registers and regulates various market participants, such as stockbrokers, mutual funds, and credit rating agencies. It also promotes investor education and awareness through initiatives like investor protection funds and investor grievance redressal mechanisms. SEBI monitors the market for any irregularities or manipulations and takes appropriate action to maintain market integrity.
5. How does SEBI contribute to the development of the Indian financial system?
Ans. SEBI plays a vital role in the development of the Indian financial system. It introduces reforms and initiatives to enhance market efficiency and liquidity. SEBI allows for the introduction of new financial products and instruments to meet the evolving needs of investors. It also encourages technological advancements in the market infrastructure, such as the introduction of trading platforms and electronic settlement systems. SEBI's proactive approach towards investor protection and market development contributes to the overall growth and stability of the Indian financial system.
49 videos|45 docs|14 tests
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