Lateral Earth Pressure Theory
At-Rest Earth Pressure
At-Rest Lateral Earth Pressure Coefficient:
\[K_0 = 1 - \sin \phi'\]
- \(K_0\) = at-rest lateral earth pressure coefficient (dimensionless)
- \(\phi'\) = effective angle of internal friction (degrees)
- Applies to normally consolidated soils with no lateral strain
For Overconsolidated Soils:
\[K_0(OC) = K_0(NC) \times \sqrt{OCR}\]
- \(K_0(OC)\) = at-rest coefficient for overconsolidated soil
- \(K_0(NC)\) = at-rest coefficient for normally consolidated soil
- OCR = overconsolidation ratio (dimensionless)
At-Rest Lateral Earth Pressure:
\[\sigma_h = K_0 \sigma_v'\]
- \(\sigma_h\) = horizontal (lateral) earth pressure (psf or kPa)
- \(\sigma_v'\) = effective vertical stress (psf or kPa)
Active Earth Pressure (Rankine Theory)
Active Earth Pressure Coefficient (Horizontal Backfill):
\[K_a = \frac{1 - \sin \phi'}{1 + \sin \phi'} = \tan^2\left(45° - \frac{\phi'}{2}\right)\]
- \(K_a\) = active earth pressure coefficient (dimensionless)
- \(\phi'\) = effective angle of internal friction (degrees)
- Applies when wall moves away from soil
Active Earth Pressure Coefficient (Sloping Backfill):
\[K_a = \cos \beta \frac{\cos \beta - \sqrt{\cos^2 \beta - \cos^2 \phi'}}{\cos \beta + \sqrt{\cos^2 \beta - \cos^2 \phi'}}\]
- \(\beta\) = angle of backfill slope to horizontal (degrees)
- Valid for \(\beta \leq \phi'\)
Active Lateral Earth Pressure (Cohesionless Soil):
\[\sigma_a = K_a \sigma_v' = K_a \gamma z\]
- \(\sigma_a\) = active lateral earth pressure (psf or kPa)
- \(\gamma\) = unit weight of soil (pcf or kN/m³)
- z = depth below ground surface (ft or m)
Active Lateral Earth Pressure (Cohesive Soil):
\[\sigma_a = K_a \gamma z - 2c\sqrt{K_a}\]
- c = cohesion (psf or kPa)
- Tensile stresses may develop near surface
Depth of Tension Crack:
\[z_c = \frac{2c}{\gamma \sqrt{K_a}}\]
- \(z_c\) = depth of tension crack (ft or m)
- No active pressure is assumed above this depth
Resultant Active Force per Unit Length (Cohesionless Soil):
\[P_a = \frac{1}{2} K_a \gamma H^2\]
- \(P_a\) = total active force per unit length of wall (lb/ft or kN/m)
- H = height of wall (ft or m)
- Acts at H/3 above base of wall
Resultant Active Force (Cohesive Soil):
\[P_a = \frac{1}{2} K_a \gamma H^2 - 2cH\sqrt{K_a}\]
Passive Earth Pressure (Rankine Theory)
Passive Earth Pressure Coefficient (Horizontal Backfill):
\[K_p = \frac{1 + \sin \phi'}{1 - \sin \phi'} = \tan^2\left(45° + \frac{\phi'}{2}\right)\]
- \(K_p\) = passive earth pressure coefficient (dimensionless)
- Applies when wall moves toward soil
Passive Earth Pressure Coefficient (Sloping Backfill):
\[K_p = \cos \beta \frac{\cos \beta + \sqrt{\cos^2 \beta - \cos^2 \phi'}}{\cos \beta - \sqrt{\cos^2 \beta - \cos^2 \phi'}}\]
- Valid for \(\beta \leq \phi'\)
Passive Lateral Earth Pressure (Cohesionless Soil):
\[\sigma_p = K_p \gamma z\]
- \(\sigma_p\) = passive lateral earth pressure (psf or kPa)
Passive Lateral Earth Pressure (Cohesive Soil):
\[\sigma_p = K_p \gamma z + 2c\sqrt{K_p}\]
Resultant Passive Force per Unit Length (Cohesionless Soil):
\[P_p = \frac{1}{2} K_p \gamma H^2\]
- \(P_p\) = total passive force per unit length of wall (lb/ft or kN/m)
- Acts at H/3 above base of wall
Resultant Passive Force (Cohesive Soil):
\[P_p = \frac{1}{2} K_p \gamma H^2 + 2cH\sqrt{K_p}\]
Coulomb Earth Pressure Theory
Active Earth Pressure Coefficient (Coulomb):
\[K_a = \frac{\sin^2(\alpha + \phi')}{\sin^2 \alpha \sin(\alpha - \delta) \left[1 + \sqrt{\frac{\sin(\phi' + \delta)\sin(\phi' - \beta)}{\sin(\alpha - \delta)\sin(\alpha + \beta)}}\right]^2}\]
- \(\alpha\) = angle of back face of wall from horizontal (degrees)
- \(\delta\) = angle of wall friction (degrees)
- \(\beta\) = angle of backfill slope to horizontal (degrees)
- \(\phi'\) = effective angle of internal friction (degrees)
- Accounts for wall friction and wall inclination
Passive Earth Pressure Coefficient (Coulomb):
\[K_p = \frac{\sin^2(\alpha - \phi')}{\sin^2 \alpha \sin(\alpha + \delta) \left[1 - \sqrt{\frac{\sin(\phi' + \delta)\sin(\phi' + \beta)}{\sin(\alpha + \delta)\sin(\alpha + \beta)}}\right]^2}\]
Wall Friction Angle:
\[\delta = k \phi'\]
- k = friction coefficient, typically 0.5 to 0.67 for active case, 0.33 to 0.50 for passive case
- Common assumption: \(\delta = \frac{2}{3}\phi'\) for active; \(\delta = \frac{1}{2}\phi'\) for passive
Retaining Wall Design
Gravity and Cantilever Retaining Walls
Overturning Moment:
\[M_O = P_a \times y_a\]
- \(M_O\) = overturning moment about toe (lb-ft/ft or kN-m/m)
- \(y_a\) = vertical distance from toe to point of application of \(P_a\) (ft or m)
Resisting Moment:
\[M_R = \sum (W_i \times x_i)\]
- \(M_R\) = resisting moment about toe (lb-ft/ft or kN-m/m)
- \(W_i\) = weight of individual wall component or soil wedge (lb/ft or kN/m)
- \(x_i\) = horizontal distance from toe to centroid of \(W_i\) (ft or m)
Factor of Safety Against Overturning:
\[FS_{OT} = \frac{M_R}{M_O}\]
- \(FS_{OT}\) = factor of safety against overturning (dimensionless)
- Minimum typically 1.5 to 2.0
Factor of Safety Against Sliding:
\[FS_{SL} = \frac{\sum V \tan \delta_b + c_b B + P_p}{\sum H}\]
- \(FS_{SL}\) = factor of safety against sliding (dimensionless)
- \(\sum V\) = sum of vertical forces (lb/ft or kN/m)
- \(\delta_b\) = angle of friction at base (degrees)
- \(c_b\) = cohesion at base (psf or kPa)
- B = base width (ft or m)
- \(P_p\) = passive resistance at toe (lb/ft or kN/m)
- \(\sum H\) = sum of horizontal forces (lb/ft or kN/m)
- Minimum typically 1.5 to 2.0
- Passive resistance often neglected or heavily factored
Simplified Sliding (Without Passive):
\[FS_{SL} = \frac{\sum V \tan \delta_b}{\sum H}\]
Location of Resultant Force:
\[x = \frac{M_R - M_O}{\sum V}\]
- x = horizontal distance from toe to resultant force (ft or m)
- For middle third: \(\frac{B}{6} \leq x \leq \frac{5B}{6}\)
Eccentricity:
\[e = \frac{B}{2} - x\]
- e = eccentricity of resultant from center of base (ft or m)
- For no tension: \(e \leq \frac{B}{6}\)
Base Pressure Distribution
Maximum and Minimum Base Pressure (e ≤ B/6):
\[q_{max,min} = \frac{\sum V}{B}\left(1 \pm \frac{6e}{B}\right)\]
- \(q_{max}\) = maximum base pressure at toe (psf or kPa)
- \(q_{min}\) = minimum base pressure at heel (psf or kPa)
- Both values should be positive (no tension)
Maximum Base Pressure (e > B/6):
\[q_{max} = \frac{2\sum V}{3x}\]
- Applies when resultant falls outside middle third
- Linear distribution with zero pressure at heel
Factor of Safety Against Bearing Capacity Failure:
\[FS_B = \frac{q_{ult}}{q_{max}}\]
- \(FS_B\) = factor of safety against bearing capacity failure (dimensionless)
- \(q_{ult}\) = ultimate bearing capacity (psf or kPa)
- Minimum typically 2.5 to 3.0
Structural Design of Wall Components
Maximum Moment in Stem:
\[M_{max} = \frac{1}{6}K_a \gamma H^3\]
- For cantilever stem with triangular pressure distribution
- Occurs at base of stem
Maximum Shear in Stem:
\[V_{max} = \frac{1}{2}K_a \gamma H^2\]
Sheet Pile Walls
Cantilever Sheet Pile Walls
Design Depth (Free Earth Support Method):
\[D = \frac{H}{\sqrt{\frac{K_p}{K_a} - 1}}\]
- D = depth of embedment (ft or m)
- H = height of retained soil (ft or m)
- Simplified relationship for preliminary design
Theoretical Depth of Embedment:
- Obtained by equating moments about point of zero shear
- Actual design depth = theoretical depth × factor (typically 1.2 to 1.4)
Maximum Bending Moment:
- Occurs at point of zero shear
- Calculated by taking moment of all forces above point of zero shear
Anchored Sheet Pile Walls
Anchor Force (Free Earth Support Method):
\[T = P_a - P_p\]
- T = anchor force per unit length (lb/ft or kN/m)
- \(P_a\) = active force above dredge line
- \(P_p\) = passive force below dredge line
Embedment Depth (Free Earth Support):
- Determined by moment equilibrium about anchor point
- Design depth = theoretical depth × factor (typically 1.2)
Embedment Depth (Fixed Earth Support):
- Assumes fixity at some point below dredge line
- Requires moment and shear equilibrium
- Design depth = theoretical depth × factor (typically 1.4)
Braced Excavations
Lateral Earth Pressure Distribution
Apparent Pressure Diagram (Peck's Envelopes)
For Sands:
\[p_a = 0.65 K_a \gamma H\]
- \(p_a\) = apparent pressure (psf or kPa)
- Rectangular distribution from 0 to H
For Soft to Medium Clay:
\[p_a = \gamma H \left(1 - \frac{4c}{\gamma H}\right) \geq 0.3\gamma H\]
- Trapezoidal distribution
- c = undrained shear strength (psf or kPa)
For Stiff Clay:
\[p_a = 0.2\gamma H \text{ to } 0.4\gamma H\]
- Trapezoidal distribution
- Values depend on stability number
Strut Loads
Tributary Area Method:
\[P_{strut} = p_a \times A_{tributary} \times s\]
- \(P_{strut}\) = load on individual strut (lb or kN)
- \(A_{tributary}\) = tributary area for strut (ft² or m²)
- s = horizontal spacing of struts (ft or m)
Basal Heave Stability
Factor of Safety Against Basal Heave (Terzaghi):
\[FS_{BH} = \frac{5.7c}{q}\]
- \(FS_{BH}\) = factor of safety against basal heave (dimensionless)
- c = undrained shear strength of clay (psf or kPa)
- q = net vertical stress at base of excavation (psf or kPa)
- Minimum typically 1.5
Net Vertical Stress:
\[q = \gamma H - \gamma' D\]
- \(\gamma'\) = effective unit weight of soil below excavation (pcf or kN/m³)
- D = depth of wall penetration below excavation (ft or m)
Factor of Safety Against Basal Heave (Bjerrum and Eide):
\[FS_{BH} = \frac{N_c c}{\gamma H}\]
- \(N_c\) = bearing capacity factor (function of H/B ratio)
- B = width of excavation (ft or m)
Mechanically Stabilized Earth (MSE) Walls
Internal Stability
Maximum Tension in Reinforcement:
\[T_{max} = K_a \gamma z S_v S_h\]
- \(T_{max}\) = maximum tension force in reinforcement (lb/ft or kN/m)
- z = depth below top of wall (ft or m)
- \(S_v\) = vertical spacing of reinforcement (ft or m)
- \(S_h\) = horizontal spacing of reinforcement (ft or m)
Factor of Safety Against Tensile Failure:
\[FS_T = \frac{T_{ult}}{T_{max}}\]
- \(FS_T\) = factor of safety against tensile failure (dimensionless)
- \(T_{ult}\) = ultimate tensile strength of reinforcement (lb/ft or kN/m)
- Minimum typically 1.5 for metallic, 1.5 to 2.0 for geosynthetic
Allowable Tensile Strength (Geosynthetic):
\[T_{allow} = \frac{T_{ult}}{RF_{ID} \times RF_{CR} \times RF_{CD}}\]
- \(T_{allow}\) = allowable tensile strength (lb/ft or kN/m)
- \(RF_{ID}\) = reduction factor for installation damage
- \(RF_{CR}\) = reduction factor for creep
- \(RF_{CD}\) = reduction factor for chemical/biological degradation
Pullout Resistance
Pullout Resistance (Extensible Reinforcement):
\[P_R = 2L_e b \sigma_v' \tan \phi' F^*\]
- \(P_R\) = pullout resistance (lb/ft or kN/m)
- \(L_e\) = embedment length in resistant zone (ft or m)
- b = width of reinforcement strip (ft or m)
- \(\sigma_v'\) = effective vertical stress at reinforcement level (psf or kPa)
- \(F^*\) = pullout friction factor (typically 0.67 to 1.0)
- Factor 2 accounts for top and bottom surfaces
Factor of Safety Against Pullout:
\[FS_{PO} = \frac{P_R}{T_{max}}\]
- \(FS_{PO}\) = factor of safety against pullout (dimensionless)
- Minimum typically 1.5
Required Embedment Length:
\[L_e = \frac{L_r}{2} \geq \frac{FS_{PO} \times T_{max}}{2b\sigma_v' \tan \phi' F^*}\]
- \(L_r\) = total length of reinforcement (ft or m)
- Active zone typically extends 0.3H to 0.5H from wall face
External Stability
Reinforcement Length for External Stability:
\[L_r \geq 0.7H \text{ to } 1.0H\]
- Common practice: \(L_r = 0.7H\) minimum
- May need longer for special conditions
Factor of Safety Against Sliding:
\[FS_{SL} = \frac{\sum V \tan \delta + cB}{\sum H}\]
- Analyzed same as conventional retaining wall
- Minimum typically 1.5
Factor of Safety Against Overturning:
\[FS_{OT} = \frac{M_R}{M_O}\]
Bearing Capacity:
\[FS_B = \frac{q_{ult}}{q_{max}}\]
Soil Nailing
Nail Tensile Capacity
Ultimate Tensile Capacity:
\[T_{ult} = f_y A_s\]
- \(f_y\) = yield strength of steel (psi or MPa)
- \(A_s\) = cross-sectional area of nail bar (in² or mm²)
Allowable Tensile Capacity:
\[T_{allow} = \frac{T_{ult}}{FS_T}\]
- Typical \(FS_T\) = 1.5 to 1.8
Pullout Capacity
Pullout Resistance:
\[Q_u = \pi D L q_u\]
- \(Q_u\) = ultimate pullout resistance (lb or kN)
- D = drill hole diameter (ft or m)
- L = unbonded length of nail (ft or m)
- \(q_u\) = ultimate bond stress (psf or kPa)
Allowable Pullout Resistance:
\[Q_{allow} = \frac{Q_u}{FS_{PO}}\]
- Typical \(FS_{PO}\) = 2.0
Design Forces
Maximum Nail Force:
\[T_{max} = K_a \gamma z S_h S_v\]
- \(S_h\) = horizontal spacing of nails (ft or m)
- \(S_v\) = vertical spacing of nails (ft or m)
- Similar to MSE reinforcement
Surcharge Loads
Uniform Surcharge
Lateral Pressure from Uniform Surcharge:
\[\Delta \sigma_h = K_a q\]
- \(\Delta \sigma_h\) = additional lateral pressure (psf or kPa)
- q = uniform surcharge load (psf or kPa)
- Acts uniformly over height of wall
Resultant Force from Uniform Surcharge:
\[P_q = K_a q H\]
Line Load Surcharge
Lateral Pressure from Line Load (Boussinesq):
\[\sigma_h = \frac{2Q}{\pi H} \frac{m^2 n}{(m^2 + n^2)^2}\]
- Q = line load intensity (lb/ft or kN/m)
- m = x/H (dimensionless)
- n = z/H (dimensionless)
- x = horizontal distance from load to wall (ft or m)
- z = vertical distance below top of wall (ft or m)
Point Load Surcharge
Lateral Pressure from Point Load (Boussinesq):
\[\sigma_h = \frac{3P}{2\pi z^2} \frac{x^2 z}{(x^2 + z^2)^{5/2}}\]
- P = point load (lb or kN)
- x = horizontal distance from load (ft or m)
- z = vertical distance from load (ft or m)
Water Effects
Submerged Conditions
Effective Unit Weight:
\[\gamma' = \gamma_{sat} - \gamma_w\]
- \(\gamma'\) = effective (submerged) unit weight (pcf or kN/m³)
- \(\gamma_{sat}\) = saturated unit weight (pcf or kN/m³)
- \(\gamma_w\) = unit weight of water = 62.4 pcf or 9.81 kN/m³
Active Earth Pressure (Submerged Backfill):
\[\sigma_a = K_a \gamma' z + \gamma_w z\]
- First term: effective stress contribution
- Second term: hydrostatic pressure
Total Active Force (Submerged):
\[P_a = \frac{1}{2}K_a \gamma' H^2 + \frac{1}{2}\gamma_w H^2\]
- Soil pressure acts at H/3 above base
- Water pressure acts at H/3 above base
Seepage Effects
Seepage Force per Unit Volume:
\[j = i \gamma_w\]
- j = seepage force per unit volume (pcf or kN/m³)
- i = hydraulic gradient (dimensionless)
Hydraulic Gradient:
\[i = \frac{\Delta h}{L}\]
- \(\Delta h\) = head loss (ft or m)
- L = flow path length (ft or m)
Modified Unit Weight (Horizontal Seepage):
\[\gamma_{mod} = \gamma' \pm i\gamma_w\]
- Plus sign when seepage is downward
- Minus sign when seepage is upward
Seismic Design
Mononobe-Okabe Method
Seismic Active Earth Pressure Coefficient:
\[K_{AE} = \frac{\cos^2(\phi' - \theta - \beta)}{\cos \theta \cos^2 \beta \cos(\delta + \beta + \theta)\left[1 + \sqrt{\frac{\sin(\phi' + \delta)\sin(\phi' - \theta - i)}{\cos(\delta + \beta + \theta)\cos(i - \beta)}}\right]^2}\]
- \(K_{AE}\) = seismic active earth pressure coefficient (dimensionless)
- \(\theta\) = seismic inertia angle = \(\tan^{-1}(k_h/(1-k_v))\)
- \(k_h\) = horizontal seismic coefficient (dimensionless)
- \(k_v\) = vertical seismic coefficient (dimensionless)
- i = backfill slope angle (degrees)
Seismic Inertia Angle:
\[\theta = \tan^{-1}\left(\frac{k_h}{1 - k_v}\right)\]
- Typically \(k_v = 0\) for design
- \(\theta = \tan^{-1}(k_h)\) when \(k_v = 0\)
Total Seismic Active Force:
\[P_{AE} = \frac{1}{2}K_{AE} \gamma H^2 (1 - k_v)\]
- \(P_{AE}\) = total seismic active force (lb/ft or kN/m)
- Acts at 0.6H above base (higher than static case)
Incremental Seismic Force:
\[\Delta P_E = P_{AE} - P_a\]
- \(\Delta P_E\) = additional force due to seismic loading (lb/ft or kN/m)
- Often assumed to act at 0.6H above base
Seismic Passive Earth Pressure Coefficient:
\[K_{PE} = \frac{\cos^2(\phi' + \theta - \beta)}{\cos \theta \cos^2 \beta \cos(\delta - \beta + \theta)\left[1 - \sqrt{\frac{\sin(\phi' + \delta)\sin(\phi' + \theta - i)}{\cos(\delta - \beta + \theta)\cos(i - \beta)}}\right]^2}\]
Seismic Coefficients
Horizontal Seismic Coefficient:
\[k_h = \frac{F_{PGA} \times S_{DS}}{2}\]
- \(F_{PGA}\) = site coefficient for peak ground acceleration
- \(S_{DS}\) = design spectral response acceleration parameter
- Factor of 2 provides conservatism for allowable stress design
- Consult AASHTO or building code for specific requirements
Anchored Systems
Ground Anchor Capacity
Ultimate Anchor Capacity (Cohesionless Soil):
\[Q_u = \pi D L \sigma_v' K \tan \phi'\]
- \(Q_u\) = ultimate anchor capacity (lb or kN)
- D = anchor diameter (ft or m)
- L = anchor bond length (ft or m)
- \(\sigma_v'\) = average effective vertical stress along bond length (psf or kPa)
- K = lateral earth pressure coefficient for anchor
Ultimate Anchor Capacity (Cohesive Soil):
\[Q_u = \pi D L \alpha c_u\]
- \(\alpha\) = adhesion factor (dimensionless, typically 0.5 to 1.0)
- \(c_u\) = undrained shear strength (psf or kPa)
Allowable Anchor Capacity:
\[Q_{allow} = \frac{Q_u}{FS}\]
Anchor Spacing and Layout
Anchor Load (Tributary Area):
\[T = \sigma_h S_h S_v\]
- T = anchor force (lb or kN)
- \(\sigma_h\) = lateral earth pressure at anchor level (psf or kPa)
- \(S_h\) = horizontal spacing between anchors (ft or m)
- \(S_v\) = vertical spacing between anchor rows (ft or m)
Drainage Considerations
Drainage Design
Filter Criteria (Terzaghi):
\[\frac{D_{15(filter)}}{D_{85(base)}} < 5\]="" \[\frac{d_{15(filter)}}{d_{15(base)}}=""> 5\]
\[\frac{D_{50(filter)}}{D_{50(base)}} < 25\]="">
- First criterion prevents piping
- Second criterion ensures permeability
- Third criterion provides additional safety
- \(D_{xx}\) = particle size at which xx% is finer
Drainage Layer Flow Capacity:
\[q = kiA\]
- q = flow rate (ft³/s or m³/s)
- k = coefficient of permeability (ft/s or m/s)
- i = hydraulic gradient (dimensionless)
- A = cross-sectional area of flow (ft² or m²)
Wall Deflection Estimates
Cantilever Wall Deflection (Approximate):
\[\delta_H \approx \frac{H}{200} \text{ to } \frac{H}{500}\]
- \(\delta_H\) = horizontal deflection at top of wall (ft or m)
- Depends on wall stiffness, soil properties, and construction
Anchored Wall Deflection:
\[\delta_H \approx \frac{H}{500} \text{ to } \frac{H}{1000}\]
- Generally smaller than cantilever walls
- Depends on anchor prestress and stiffness
Ground Movement Behind Wall:
\[\delta_v \approx \frac{\delta_H}{2} \text{ to } 2\delta_H\]
- \(\delta_v\) = vertical settlement at ground surface (ft or m)
- Zone of influence typically extends 1H to 2H behind wall
Special Conditions
Reinforced Backfill
Apparent Cohesion from Geogrid:
\[c_{apparent} = \frac{T_f}{S_v}\]
- \(c_{apparent}\) = apparent cohesion contribution (psf or kPa)
- \(T_f\) = tensile force in geogrid at failure (lb/ft or kN/m)
- \(S_v\) = vertical spacing of geogrid (ft or m)
Broken Back Walls
Equivalent Height Method:
\[H_{eq} = H_1 + H_2 \frac{\gamma_2}{\gamma_1}\]
- \(H_{eq}\) = equivalent height for uniform backfill (ft or m)
- \(H_1\) = height of lower backfill zone (ft or m)
- \(H_2\) = height of upper backfill zone (ft or m)
- \(\gamma_1, \gamma_2\) = unit weights of respective zones (pcf or kN/m³)
Temperature Effects
Thermal Stress in Struts:
\[\Delta T = \alpha L \Delta T E\]
- \(\Delta T\) = additional stress due to temperature change (psi or MPa)
- \(\alpha\) = coefficient of thermal expansion (in/in/°F or mm/mm/°C)
- L = length of member (ft or m)
- \(\Delta T\) = temperature change (°F or °C)
- E = modulus of elasticity (psi or MPa)
- For steel: \(\alpha \approx 6.5 \times 10^{-6}\)/°F or \(11.7 \times 10^{-6}\)/°C