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Cheatsheet: Slope Stability

1. Fundamental Concepts

1.1 Factor of Safety

Definition Formula
Factor of Safety (FS) FS = τfm = (Resisting Forces)/(Driving Forces) = (Resisting Moment)/(Driving Moment)
Shear Strength τf = c + σ tan φ (Mohr-Coulomb criterion)
  • FS > 1.0: Stable slope
  • FS = 1.0: Limiting equilibrium (incipient failure)
  • FS < 1.0:="" unstable="" slope="" (failure="">
  • Minimum FS = 1.3-1.5 for permanent slopes
  • Minimum FS = 1.2-1.3 for temporary slopes

1.2 Types of Slope Failures

Failure Type Description
Rotational (Circular) Failure surface curved, rotation about center; common in homogeneous clay
Translational (Planar) Failure surface parallel to slope; occurs along weak layer or bedding plane
Wedge Failure along two intersecting discontinuities in rock
Toppling Forward rotation of rock columns about pivot point at base
Flow Movement as viscous fluid; occurs in loose saturated sands or sensitive clays

2. Infinite Slope Analysis

2.1 Dry or Moist Soil

Parameter Formula
Normal Stress σ = γz cos²β
Shear Stress τ = γz sin β cos β
Factor of Safety FS = (c + γz cos²β tan φ)/(γz sin β cos β) = c/(γz sin β cos β) + tan φ/tan β
FS (c = 0) FS = tan φ/tan β

2.2 Seepage Parallel to Slope

Parameter Formula
Normal Stress σ = γsatz cos²β - u = (γsat - γw)z cos²β = γ'z cos²β
Shear Stress τ = γsatz sin β cos β
Pore Pressure u = γwz cos²β
Factor of Safety FS = c/(γsatz sin β cos β) + (γ' tan φ)/(γsat tan β)
FS (c = 0) FS = (γ' tan φ)/(γsat tan β)

2.3 Variables

  • z = depth below surface measured vertically
  • β = slope angle from horizontal
  • γ = unit weight of soil
  • γsat = saturated unit weight
  • γ' = submerged (buoyant) unit weight = γsat - γw
  • γw = unit weight of water = 9.81 kN/m³ or 62.4 pcf
  • c = cohesion
  • φ = friction angle
  • u = pore water pressure

3. Finite Slope Analysis - Circular Failure

3.1 Ordinary Method of Slices (Fellenius Method)

Parameter Formula
Factor of Safety FS = Σ[c'l + (W cos α - ul) tan φ'] / Σ(W sin α)
Effective Normal Force N' = W cos α - ul
  • W = weight of slice
  • α = angle of slice base from horizontal
  • l = length of slice base
  • u = pore pressure at slice base
  • Assumes interslice forces are zero (conservative)

3.2 Simplified Bishop Method

Parameter Formula
Factor of Safety FS = Σ{[c'b + (W - ub) tan φ']/mα} / Σ(W sin α)
mα mα = cos α (1 + tan α tan φ'/FS)
  • b = width of slice
  • Iterative solution required (FS appears on both sides)
  • Assumes vertical interslice forces only
  • More accurate than Fellenius method

3.3 φ = 0 Analysis (Undrained Clay)

Method Formula
Factor of Safety FS = cuLd/(Wr)
Stability Number Ns = γH/(cuFS)
  • cu = undrained shear strength
  • Ld = developed arc length
  • r = radius of failure circle
  • H = slope height
  • Ns = 3.8-4.0 for toe circle
  • Ns = 5.5-6.0 for slope circle

3.4 Slope Circle Types

Circle Type Description
Toe Circle Passes through toe of slope; common in homogeneous slopes
Slope Circle Exits on slope face; occurs in flatter slopes or stronger toe conditions
Base Circle Passes below toe; occurs when weak layer exists at depth

4. Effective Stress vs Total Stress Analysis

4.1 Analysis Types

Analysis Type Parameters
Total Stress (Undrained) Use φ = 0, c = cu (undrained shear strength); for short-term stability, end of construction
Effective Stress (Drained) Use c', φ' with pore pressures; for long-term stability, steady seepage

4.2 Pore Pressure Parameters

Parameter Definition
Pore Pressure Ratio (ru) ru = u/(γz) where u = pore pressure, γz = total overburden stress
Piezometric Level Height of water column above point; u = γwh where h = piezometric height
  • ru = 0: Dry slope
  • ru = 0.5: Groundwater at surface with no seepage
  • ru > 0.5: Artesian conditions

5. Slope Stabilization Methods

5.1 Geometric Modifications

  • Flatten slope angle: Reduces driving forces
  • Reduce slope height: Reduces total weight of sliding mass
  • Add berm or counterweight at toe: Increases resisting moment
  • Remove material from crest: Reduces driving moment

5.2 Drainage Methods

  • Horizontal drains: Reduce pore pressures within slope
  • Vertical wells: Lower groundwater table
  • Surface drainage: Prevent infiltration, reduce saturation
  • Drainage blankets: Collect and remove seepage water
  • Reducing pore pressure increases effective stress and shear strength

5.3 Structural Reinforcement

Method Application
Retaining Walls Support toe of slope; gravity, cantilever, or MSE walls
Soil Nails Passive reinforcement; installed through slope face into stable soil
Anchors (Tiebacks) Active reinforcement; prestressed cables grouted into bedrock or stable soil
Piles/Shafts Structural elements resisting lateral movement; drilled through unstable soil
Geosynthetics Reinforcing layers within embankment; geotextiles or geogrids

5.4 Soil Improvement

  • Chemical stabilization: Lime, cement, or other additives to increase strength
  • Grouting: Injection of cement or chemical grout to fill voids and increase cohesion
  • Compaction: Densification to increase shear strength and reduce permeability
  • Soil replacement: Remove weak soil and replace with engineered fill

6. Seismic Slope Stability

6.1 Pseudostatic Analysis

Parameter Formula
Horizontal Seismic Force Fh = khW
Vertical Seismic Force Fv = kvW
Seismic Coefficient kh = 0.5 × PGA for initial screening; kv = 0 (conservative)
  • PGA = Peak Ground Acceleration (fraction of g)
  • Seismic forces treated as constant inertial forces added to static forces
  • Reduces FS; FS = 1.1-1.15 acceptable for seismic conditions
  • Conservative approach; assumes peak acceleration acts continuously

6.2 Newmark Sliding Block Analysis

  • Displacement-based method for earthquake-induced slope movement
  • Critical acceleration: ac = (FSstatic - 1)g sin α
  • Permanent displacement occurs when ground acceleration exceeds ac
  • Cumulative displacement calculated from acceleration time history
  • Acceptable displacement: 10-30 cm for earth dams, 5-15 cm for critical slopes

7. Special Conditions

7.1 Rapid Drawdown

  • Occurs when water level drops quickly (reservoir, excavation dewatering)
  • Pore pressures in soil remain high while external water support removed
  • Critical for upstream slope of dams and levees
  • Use undrained strength parameters for clay; effective stress for granular soils with high permeability
  • Most critical when drawdown rate exceeds drainage capacity of soil

7.2 Liquefaction Susceptibility

Condition Description
Susceptible Soils Loose saturated sands and silts; relative density <>
Flow Failure Static liquefaction when shear stress exceeds residual strength
Contractive Soils Loose soils that densify and generate excess pore pressure under shear

7.3 Sensitive Clays

  • Sensitivity (St) = undisturbed strength / remolded strength
  • St > 4: Sensitive; St > 8: Extra-sensitive; St > 16: Quick clay
  • Progressive failure possible: local failure causes remolding and strength loss
  • Use residual strength for design in high-sensitivity clays

7.4 Tension Cracks

  • Develop at crest of slope in cohesive soils
  • Depth of tension crack: zc = 2c/(γ√Ka) where Ka = active earth pressure coefficient
  • Simplified: zc = 2c/γ for vertical crack
  • Water-filled cracks add hydrostatic pressure (destabilizing force)
  • Reduce effective cohesion along failure surface

8. Chart Solutions and Correlations

8.1 Taylor's Stability Charts

  • Graphical solutions for homogeneous slopes with circular failure
  • Stability number: Ns = γH/(cFS) for φ = 0 analysis
  • Stability factor: Nf = c/(γH×FS) for c-φ soils
  • Charts provide Ns or Nf as function of slope angle and depth factor

8.2 Friction Circle Method

  • Graphical method for circular failure surfaces
  • Friction circle radius: rf = r sin φ where r = failure circle radius
  • Resultant of all forces must be tangent to friction circle for limiting equilibrium
  • Used for preliminary analysis; less accurate than method of slices

8.3 Strength Parameters

Soil Type Friction Angle φ' (deg)
Loose Sand 28-30
Medium Sand 30-36
Dense Sand 36-41
Soft Clay 20-25
Stiff Clay 25-32
Silt 26-32

9. Back Analysis and Monitoring

9.1 Back Analysis

  • Determine strength parameters from known failure by setting FS = 1.0
  • Use actual failure surface geometry if known
  • Solve for unknown strength parameters (c, φ) from equilibrium equations
  • Useful for residual strength determination in reactivated slides

9.2 Instrumentation

Instrument Measurement
Inclinometer Lateral subsurface movement; locate failure surface depth
Piezometer Pore water pressure; monitor groundwater conditions
Settlement Monuments Vertical surface movement
Slope Indicators Surface lateral displacement
Extensometer Tension crack width and depth of movement

10. Design Considerations

10.1 Minimum Factor of Safety

Condition Minimum FS
Permanent Slopes (Static) 1.3-1.5
Temporary Slopes (Static) 1.2-1.3
Seismic Loading 1.1-1.15
Rapid Drawdown 1.2-1.3
End of Construction (Embankment) 1.3

10.2 Critical Failure Surfaces

  • Perform multiple trial circles to find minimum FS
  • Search routine: vary circle center location and radius systematically
  • Critical circle depends on soil layering, strength distribution, and pore pressures
  • Check toe, slope, and base circles
  • For multilayered slopes, consider composite failure surfaces

10.3 Partial Safety Factors (LRFD Approach)

  • Resistance factor for shear strength: φ = 0.65-0.85
  • Load factors: Dead load = 1.25-1.5; Live load = 1.75
  • Factored resistance ≥ Factored loads
  • Alternative to global factor of safety approach
The document Cheatsheet: Slope Stability is a part of the PE Exam Course Civil Engineering (PE Civil).
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