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Cheatsheet: Steady-State Systems

1. Steady-State Fundamentals

1.1 Definition

Term Definition
Steady-State Process condition where all system properties remain constant with time; accumulation = 0
Accumulation Rate of change of mass, energy, or other property within system boundaries

1.2 Key Characteristics

  • ∂/∂t = 0 for all system variables (temperature, pressure, composition, flow rates)
  • Input rates = Output rates for mass and energy
  • No time-dependent changes in system inventory
  • Does not imply equilibrium (reactions may still occur at constant rates)

2. Mass Balances

2.1 General Mass Balance Equation

Equation Application
Input - Output + Generation - Consumption = Accumulation General balance equation for any system
Input - Output + Generation - Consumption = 0 Steady-state condition (accumulation = 0)
Input = Output Steady-state with no reaction (conserved species)

2.2 Component Balances

  • Total mass balance: Σṁin = Σṁout
  • Component balance: Σ(ṁi)in + Ri = Σ(ṁi)out
  • Ri = net generation rate of component i (positive for production, negative for consumption)
  • For non-reacting species: Ri = 0

2.3 Degree of Freedom Analysis

Parameter Description
DOF Number of independent variables - Number of independent equations
DOF = 0 System is exactly specified; unique solution exists
DOF > 0 Underspecified; need additional information or assumptions
DOF <> Overspecified; equations are redundant or inconsistent

2.4 Basis Selection

  • Choose basis as amount of feed, product, or time (e.g., 100 kg feed, 1 hour of operation)
  • Use convenient values (100 kg, 1 kmol, 1 m³) to simplify calculations
  • For composition problems, use 100 kg or 100 kmol basis
  • Scale results to actual process rates after solving

3. Multiple Unit Systems

3.1 Solution Strategies

  • Sequential modular: Solve units one at a time in process flow order
  • Simultaneous solution: Solve all equations for all units together
  • Recycle streams require iterative solution or simultaneous equations
  • Tear streams: Break recycle loops to enable sequential solution

3.2 Mixing and Splitting

Operation Balance Equations
Mixer Σṁin,j = ṁout; xi,out = Σ(ṁin,j × xi,j) / ṁout
Splitter in = Σṁout,j; xi,in = xi,out,j (all outlets)

3.3 Recycle Systems

  • Overall balance: Input from outside = Output to outside + Accumulation
  • Fresh feed + Recycle = Total feed to unit
  • Recycle ratio = ṁrecycle / ṁfresh feed
  • At steady-state, recycle composition and flow rate are constant

4. Reactive Systems

4.1 Extent of Reaction

Parameter Equation
Extent of Reaction (ξ) ni = ni,0 + νiξ
Multiple Reactions ni = ni,0 + Σ(νi,jξj)
  • ξ has units of moles
  • νi = stoichiometric coefficient (negative for reactants, positive for products)
  • Independent reactions = number of species - rank of stoichiometric matrix

4.2 Conversion and Yield

Term Definition
Conversion (XA) XA = (nA,in - nA,out) / nA,in
Fractional Yield YP/A = moles P formed / moles A reacted
Selectivity SP/Q = moles P formed / moles Q formed

4.3 Limiting and Excess Reactants

  • Limiting reactant: Reactant that would be completely consumed first based on stoichiometry
  • Excess reactant: Reactant present in greater than stoichiometric amount
  • Percent excess = [(nactual - nstoich) / nstoich] × 100%
  • Theoretical yield: Maximum product based on limiting reactant

4.4 Reactor Mass Balances

  • Write balances on atomic species (conserved) or molecular species with reaction terms
  • Atomic balances: Σ(aijnj)in = Σ(aijnj)out
  • Molecular balances: ni,out = ni,in + νiξ
  • Use atomic balances when reaction stoichiometry is unknown

5. Energy Balances

5.1 General Energy Balance

Equation Application
Q - W = ΔH + ΔKE + ΔPE General steady-state energy balance
Q = ΔH No shaft work, negligible kinetic and potential energy changes
-Ws = ΔH Adiabatic with shaft work, negligible KE and PE changes
  • Q = heat added to system (positive when added)
  • W = work done by system (positive when done by system); Ws = shaft work
  • ΔH = Hout - Hin = enthalpy change

5.2 Enthalpy Calculations

Change Type Equation
Sensible Heat ΔH = ∫CpdT ≈ CpΔT (constant Cp)
Latent Heat ΔH = nΔHvap or nΔHfus
Heat of Reaction ΔHrxn = ΣνiΔHf,i (products - reactants)
Heat of Mixing ΔHmix = Hsolution - ΣHi,pure

5.3 Reference States and Heat of Formation

  • Choose reference state: specific T and P (often 25°C, 1 atm)
  • ΔHf° = standard heat of formation at 25°C, 1 atm
  • ΔHf° = 0 for elements in standard state
  • Path independence: ΔH depends only on initial and final states

5.4 Energy Balance with Reaction

Method Equation
Heat of Reaction Method Q = ΣnoutĤout - ΣninĤin + ξΔHrxn(Tref)
Heat of Formation Method Q = Σnout[ΔHf° + ∫CpdT]out - Σnin[ΔHf° + ∫CpdT]in
  • Heat of reaction method: Calculate sensible heat changes relative to Tref, add reaction heat
  • Heat of formation method: Calculate absolute enthalpies using heats of formation
  • Both methods give identical results when applied correctly

5.5 Adiabatic Reaction Temperature

  • Adiabatic: Q = 0, so ΔHtotal = 0
  • Exothermic reactions increase temperature; endothermic reactions decrease temperature
  • Solve iteratively: Guess Tout, calculate ΔH, adjust until ΔH = 0
  • Maximum adiabatic temperature: Complete conversion with no heat loss

6. Phase Equilibrium

6.1 Vapor-Liquid Equilibrium

Relationship Equation
Raoult's Law yiP = xiPisat
K-value Ki = yi / xi
Relative Volatility αij = Ki / Kj = (yi/xi) / (yj/xj)
  • Ideal solution: Raoult's Law applies; αij = Pisat / Pjsat
  • More volatile component: Higher K-value, lower boiling point
  • Bubble point: Temperature where first bubble forms (Σyi = 1)
  • Dew point: Temperature where first drop forms (Σxi = 1)

6.2 Flash Calculations

Parameter Equation
Overall Balance F = V + L
Component Balance ziF = yiV + xiL
Rachford-Rice Σ[zi(Ki - 1) / (1 + β(Ki - 1))] = 0
  • β = V/F = vapor fraction
  • Solve Rachford-Rice equation iteratively for β
  • Calculate compositions: xi = zi / [1 + β(Ki - 1)]; yi = Kixi

6.3 Distillation

6.3.1 Binary Distillation

  • Overhead (distillate) enriched in more volatile component
  • Bottoms enriched in less volatile component
  • Reflux ratio: R = L/D (liquid returned / distillate withdrawn)
  • Minimum reflux: Rmin corresponds to infinite stages

6.3.2 McCabe-Thiele Method

  • Assumptions: Constant molal overflow (equimolal vaporization/condensation)
  • Rectifying section: yn+1 = (R/(R+1))xn + xD/(R+1)
  • Stripping section: ym+1 = (L'/V')xm - (L'/V' - 1)xB
  • Step off stages between operating lines and equilibrium curve

7. Separation Processes

7.1 Absorption and Stripping

Process Description
Absorption Gas component transferred to liquid phase
Stripping Liquid component transferred to gas phase
  • Operating line for absorption: Y = (L/G)(X - Xin) + Yin
  • Minimum liquid rate: (L/G)min at pinch point (operating line touches equilibrium)
  • Actual liquid rate: L/G = (1.2 to 2.0)(L/G)min

7.2 Extraction

  • Solute transfers from feed phase to solvent phase
  • Distribution coefficient: KD = concentration in extract / concentration in raffinate
  • Single-stage extraction: Material balance and equilibrium relationship
  • Countercurrent extraction: Analogous to absorption calculations

7.3 Crystallization

Parameter Definition
Solubility Maximum concentration at equilibrium at given T
Supersaturation Concentration exceeds solubility; driving force for crystallization
Mother Liquor Solution remaining after crystals removed
Yield (Mass crystals / Mass solute in feed) × 100%
  • Mass balance: Solute in feed = Solute in crystals + Solute in mother liquor
  • Mother liquor at saturation (equilibrium) at final temperature

8. Psychrometry and Humidification

8.1 Definitions

Term Definition
Humidity (H) Mass water vapor / Mass dry air (kg H₂O / kg dry air)
Relative Humidity (Hr) (Partial pressure H₂O / Vapor pressure H₂O at T) × 100%
Humid Heat (Cs) Cs = Cp,air + HCp,vapor
Humid Enthalpy (Ĥ) Ĥ = Cs(T - Tref) + HΔĤv(Tref)

8.2 Key Relationships

Relationship Equation
Humidity from PH₂O H = (MH₂O/Mair)(PH₂O/(P - PH₂O))
Humidity (simplified) H ≈ 0.622(PH₂O/(P - PH₂O))
Saturation Humidity Hs = 0.622(PH₂Osat/(P - PH₂Osat))
Percent Humidity Hp = (H/Hs) × 100%

8.3 Psychrometric Processes

  • Adiabatic saturation: Humid gas contacted with water; exits saturated at adiabatic saturation T
  • Wet-bulb temperature: Approximates adiabatic saturation temperature
  • Dew point: Temperature at which H₂O begins to condense (H = Hs at Tdp)
  • Heating: H constant, T increases, Hr decreases
  • Cooling: H constant until dew point, then Hs decreases along saturation curve

9. Solution Techniques

9.1 Sequential Modular Approach

  • Number all streams; label known and unknown variables
  • Perform degree-of-freedom analysis on each unit
  • Solve units in sequence where DOF = 0
  • For recycles, guess tear stream variables, solve forward, iterate until convergence

9.2 Simultaneous Solution

  • Write all balance equations for all units simultaneously
  • Solve system of linear or nonlinear equations
  • Use matrix methods for linear systems
  • Use Newton-Raphson or other methods for nonlinear systems

9.3 Iterative Calculations

Method Application
Direct Substitution Simple iterations; may converge slowly
Wegstein Accelerates convergence by extrapolation
Newton-Raphson Fast convergence for smooth functions; requires derivatives
  • Convergence criterion: |xnew - xold| <>
  • Typical tolerance: 10⁻⁴ to 10⁻⁶ depending on accuracy requirements

9.4 Common Pitfalls

  • Inconsistent units (convert all to common basis)
  • Incorrect basis (ensure all streams referenced to same basis)
  • Missing streams (check all inlets and outlets)
  • Incorrect stoichiometry in reactive systems
  • Forgetting recycle contributions in overall balances
  • Using wrong reference state for enthalpy calculations

10. Unit Operations Summary

10.1 Heat Exchangers

  • Energy balance: Q = ṁhotCp,hot(Thot,in - Thot,out) = ṁcoldCp,cold(Tcold,out - Tcold,in)
  • LMTD method: Q = UAΔTlm
  • ΔTlm = (ΔT₁ - ΔT₂) / ln(ΔT₁/ΔT₂)
  • Countercurrent: More efficient than cocurrent

10.2 Pumps and Compressors

Equipment Work Equation
Pump (incompressible) Ws = VΔP / η = ṁΔP / (ρη)
Compressor (ideal gas) Ws = (γ/(γ-1))RT₁[(P₂/P₁)(γ-1)/γ - 1] / η
  • η = efficiency (0 < η="">< 1);="">s = shaft work (positive = work input)
  • Isentropic: Reversible adiabatic process (ideal)

10.3 Reactors

Reactor Type Characteristics
CSTR Continuous stirred-tank; uniform composition; V = FA0XA/(-rA)
PFR Plug flow; composition varies along length; V = FA0∫(dXA/(-rA))
Batch Closed system; composition varies with time; t = NA0∫(dXA/(-rA)V)
  • At steady-state, CSTR and PFR have constant outlet composition
  • -rA = reaction rate (moles reacted per volume per time)
The document Cheatsheet: Steady-State Systems is a part of the PE Exam Course Chemical Engineering for PE.
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