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International relations, 1933-39 | UPSC Mains: World History PDF Download

The return of U.S. isolationism

  • The extreme isolationism that gripped the United States in the 1930s reinforced British appeasement and French paralysis. To Americans absorbed with their own distress, Hitler and Mussolini appeared as slightly ridiculous rabble-rousers on movie-house newsreels and certainly no concern of theirs. Moreover, the revisionist theory that the United States had been sucked into war in 1917 through the machinations of arms merchants or Wall Street bankers gained credence from the Senate’s Nye Committee inquiries of 1934–36. U.S. isolationism, however, had many roots: liberal abhorrence of arms and war, the evident failure of Wilsonianism, the Great Depression, and the revisionism of American historians, who were among the leaders in arguing that Germany was not solely responsible for 1914. Nor were isolationists restricted only to the Great Plains states or to one political party. Some members of Congress favoured punctilious defense of U.S. interests in the world but rejected involvement in the quarrels of others. Some were full-fledged pacifists even if it meant surrendering certain U.S. rights abroad. Left-wing isolationists warned that another great war would push the United States in the direction of Fascism. Conservative isolationists warned that another great war would usher in socialism.
  • These factions disputed among themselves over the wording of legislation, but their collective strength was enough to carry a number of bills designed to prevent a recurrence of the events of 1914–17. The Johnson Act of 1934 forbade American citizens to lend money to foreign countries that had not paid their past war debts. The Neutrality acts of 1935 and 1936 prohibited sale of war matériel to belligerents and forbade any exports to belligerents not paid for with cash and carried in their own ships. Thus, the United States was not to acquire a stake in the victory of any side or expose its merchant ships to submarines. The effect of these acts, however, was to preclude American aid to Abyssinia, Spain, and China, and thus hurt the victims of aggression more than the aggressors.
  • The United States did take steps in the 1930s, however, to mobilize the Western Hemisphere for the purposes of fighting the Depression and resisting European, especially German, encroachments. Roosevelt gave this initiative a name in his first inaugural address: the Good Neighbor Policy. Building on steps taken by Hoover, Roosevelt pledged nonintervention in Latin domestic affairs at the Montevideo Pan-American Conference of 1933, signed a treaty with the new Cuban government (May 29, 1934) abrogating the Platt Amendment, mediated a truce in the Chaco War between Bolivia and Paraguay in 1934 (with a peace treaty following in July 1938), and negotiated commercial treaties with Latin-American states. As war approached overseas, Washington also promoted pan-American unity on the basis of nonintervention, condemnation of aggression, no forcible collection of debts, equality of states, respect for treaties, and continental solidarity. The Declaration of Lima (1938) provided for pan-American consultation in case of a threat to the “peace, security, or territorial integrity” of any state.

Japan’s aggression in China

  • The first major challenge to American isolationism, however, occurred in Asia. After pacifying Manchukuo, the Japanese turned their sights toward North China and Inner Mongolia. Over the intervening years, however, the KMT had made progress in unifying China. The Communists were still in the field, having survived their Long March (1934–35) to Yen-an in the north, but Chiang’s government, with German and American help, had introduced modern roads and communications, stable paper currency, banking, and educational systems. How might Tokyo best round out its continental interests: by preemptive war or by cooperating with this resurgent China to expel Western influence from East Asia? The chief of the operations section of the Japanese general staff favoured collaboration and feared that an invasion of China proper would bring war with the Soviets or the Americans, whose economic potential he understood. Supreme headquarters, however, preferred to take military advantage of apparent friction between Chiang and a North China warlord. In September 1936, when Japan issued seven secret demands that would have made North China a virtual Japanese protectorate, Chiang rejected them. In December Chiang was even kidnapped by the commander of Nationalist forces from Manchuria, who tried to force him to suspend fighting the Communists and to declare war on Japan. This Sian Incident demonstrated the unlikelihood of Chinese collaboration with the Japanese program and strengthened the war party in Tokyo. As in 1931, hostilities began almost spontaneously and soon took on a life of their own.
  • An incident at the Marco Polo Bridge near Peking (then known as Pei-p’ing) on July 7, 1937, escalated into an undeclared Sino-Japanese war. Contrary to the Japanese analysis, both Chiang and Mao Zedong vowed to come to the aid of North China, while Japanese moderates failed to negotiate a truce or localize the conflict and lost all influence. By the end of July the Japanese had occupied Peking and Tientsin. The following month they blockaded the South China coast and captured Shanghai after brutal fighting and the slaughter of countless civilians. Similar atrocities accompanied the fall of Nanking on December 13. The Japanese expected the Chinese to sue for peace, but Chiang moved his government to Han-k’ou and continued to resist the “dwarf bandits” with hit-and-run tactics that sucked the invaders in more deeply. The Japanese could occupy cities and fan out along roads and rails almost at will, but the countryside remained hostile.
  • World opinion condemned Japan in the harshest terms. The U.S.S.R. concluded a nonaggression pact with China (Aug. 21, 1937), and Soviet-Mongolian forces skirmished with Japanese on the border. Britain vilified Japan in the League, while Roosevelt invoked the Stimson Doctrine in his “quarantine speech” of October 5. But Roosevelt was prevented by the Neutrality acts from aiding China even after the sinking of U.S. and British gunboats on the Yangtze.
  • On March 28, 1938, the Japanese established a Manchukuo-type puppet regime at Nanking, and spring and summer offensives brought them to the Wu-han cities (chiefly Han-k’ou) on the Yangtze. Chiang stubbornly moved his government again, this time to Chungking, which the Japanese bombed mercilessly in May 1939, as they did Canton for weeks before its occupation in October. Such incidents, combined with the Nazi and Fascist air attacks in Spain and Abyssinia, were omens of the total war to come. The United States finally took a first step in opposition to Japanese aggression on July 29, 1939, announcing that it would terminate its 1911 commercial treaty with Japan in six months and thereby cut off vital raw materials to the Japanese war machine. It was all Roosevelt could do under existing law, but it set in train the events that would lead to Pearl Harbor.

Anschluss and the Munich Pact

The German-Austrian union

  • Heightened assertiveness also characterized foreign policies in Europe in 1937. But while Hitler’s involved explicit preparations for war, Britain’s consisted of explicit attempts to satisfy him with concessions. The conjuncture of these policies doomed the independence of Austria, Czechoslovakia, and Poland, and set Europe on a slippery slope to war.
  • By the end of 1936, Hitler and the Nazis were total masters of Germany with the exceptions of the army and the foreign office, and even the latter had to tolerate the activities of a special party apparatus under the Nazi “expert” on foreign policy, Joachim von Ribbentrop. Nazi prestige, bolstered by such theatrics as the Berlin Olympics, the German pavilion at the Paris Exhibition, and the enormous Nürnberg party rallies, was reaching its zenith. In September 1936, Hitler imitated Stalin again in his proclamation of a Four-Year Plan to prepare the German economy for war under the leadership of Hermann Göring. With the Rhineland secured, Hitler grew anxious to begin his “drive to the east,” if possible with British acquiescence. To this end he appointed Ribbentrop ambassador to London in October 1936 with the plea, “Bring me back the British alliance.” Intermittent talks lasted a year, their main topic being the return of the German colonies lost at Versailles. But agreement was impossible, since Hitler’s real goal was a free hand on the Continent, while the British hoped, in return for specific concessions, to secure arms control and respect for the status quo.
  • Meanwhile, Stanley Baldwin, having seen the abdication crisis through to a finish, retired in May 1937 in favour of Neville Chamberlain. The latter now had the chance to pursue what he termed “active appeasement”: find out what Hitler really wants, give it to him, and thereby save the peace and husband British resources for defense of the empire against Italy and Japan. By the time of Lord Halifax’s celebrated visit to Berchtesgaden in November 1937, Hitler had already lost interest in the talks and begun to prepare for the absorption of Austria, a country in which, said Halifax, Britain took little interest. Hitler had also taken measures to complete the Nazification of foreign and defense policy.
  • On November 5, Hitler made a secret speech in the presence of the commanders of the three armed services, War Minister Werner von Blomberg, Foreign Minister Konstantin von Neurath, and Göring. The Führer made clear his belief that Germany must begin to expand in the immediate future, with Austria and Czechoslovakia as the first targets, and that the German economy must be ready for full-scale war by 1943–45. On November 19, Hitler replaced Schacht as minister of economics. Two months later he fired generals Blomberg and Werner von Fritsch in favour of the loyal Walther von Brauchitsch and Wilhelm Keitel and replaced Neurath with Ribbentrop. Historians have debated whether the November 5 speech was a blueprint for aggression, a plea for continued rearmament, or preparation for the purges that followed. But there is no denying that the overheated Nazi economy had reached a critical turn with labour and resources fully employed and capital running short. Hitler would soon have to introduce austerity measures, slow down the arms program, or make good the shortages of labour and capital through plunder. Since these material needs pushed in the same direction as Hitler’s dynamic quest for Lebensraum, 1937 merely marked the transition into concrete time-tables of what Hitler had always desired. Nazification of the economy, the military, and the foreign service only removed the last vestige of potential opposition to a risky program of ruthless conquest.
  • German intrigues in Austria had continued since 1936 through the agency of Arthur Seyss-Inquart’s Nazi movement. When Papen, now ambassador to Vienna, reported on Feb. 5, 1938, that the Schuschnigg regime showed signs of weakness, Hitler invited the Austrian dictator to a meeting on the 12th. In the course of an intimidating tirade Hitler demanded that Nazis be included in the Vienna government. Schuschnigg, however, insisted that Austria remain “free and German, independent and social, Christian and united,” and scheduled a plebiscite for March 13 through which Austrians might express their will. Hitler hurriedly issued directives to the military, and when Schuschnigg was induced to resign, Seyss-Inquart simply appointed himself chancellor and invited German troops to intervene. A last-minute Italian demarche inviting Britain to make colonial concessions in return for Italian support of Austria met only “indignant resignation” and Anthony Eden’s irrelevant complaints about Italy’s troops in Spain. A French plea for Italian firmness, in turn, provoked Ciano to ask: “Do they expect to rebuild Stresa in an hour with Hannibal at the gates?” Still, Hitler waited nervously on the evening of March 11 until he was informed that Mussolini would take no action in support of Austria. Hitler replied with effusive thanks and promises of eternal amity. In the nighttime invasion, 70 percent of the vehicles sent into Austria by the unprepared Wehrmacht broke down on the road to Vienna, but they met no resistance. Austrians cheered deliriously on the 13th, when Hitler declared Austria a province of the Reich.

The taking of Czechoslovakia

  • The Anschluss outflanked the next state on Hitler’s list, Czechoslovakia. Once again Hitler could make use of national self-determination to confuse the issue, as 3,500,000 German-speakers organized by another Nazi henchman, Konrad Henlein, inhabited the Czech borderlands in the Sudeten Mountains. Already on February 20, before the Anschluss, Hitler had denounced the Czechs for alleged persecution of this German minority, and on April 21 he ordered Keitel to prepare for the invasion of Czechoslovakia by October even if the French should intervene. Chamberlain was intent on appeasing Hitler, but this meant “educating” him to seek redress of grievances through negotiation, not force. He issued a stern warning to Germany during the spring war scare while pressuring Beneš to compromise with Henlein. Germany, however, had instructed Henlein to display obstinacy so as to prevent agreement. In August a worried British Cabinet dispatched the elderly Lord Walter Runciman to mediate, but Henlein rejected the program of concessions he finally arranged with Beneš. As the prospect of war increased, the British appeasers grew more frantic. In the spring the editor of the leftist New Statesman thought “armed resistance to the dictators was now useless. If there was a war we should lose it.” General Edmund Ironside, ruing the prime minister’s reluctance to rearm, sneered that “Chamberlain is of course right. . . . We cannot expose ourselves now to a German attack. We simply commit suicide if we do.” And a shocking Times editorial called for the partition of Czechoslovakia, a view shared by Hitler at the Nürnberg party rally, where he condemned “Czechia” as an “artificial state.” Chamberlain then journeyed to Berchtesgaden and proposed to give the Germans all they demanded. Hitler, nonplussed, spoke of the cession of all Sudeten areas at least 80 percent German and agreed not to invade while Chamberlain won over Paris and Prague.
    The French Cabinet of Édouard Daladier and Georges-Étienne Bonnet agreed, after the latter’s frantic pleas to Roosevelt failed to shake American isolation. The Czechs, however, resisted handing over their border fortifications to Hitler until September 21, when the British and French made it clear that they would not fight for the Sudetenland. Chamberlain flew to Bad Godesberg the next day only to be met with a new demand that the entire Sudetenland be ceded to Germany within a week. The Czechs, fully mobilized as of the 23rd, refused, and Chamberlain returned home in a funk: “How horrible, fantastic, incredible it is that we should be digging trenches and trying on gas masks here because of a quarrel in a far-away country between people of whom we know nothing.” But his sorrowful address to Parliament was interrupted by the news that Mussolini had proposed a conference to settle the crisis peacefully. Hitler agreed, having seen how little enthusiasm there was in Germany for war and on the advice of Göring, Joseph Goebbels, and the generals. Chamberlain and Daladier, elated, flew to Munich on September 29.
  • The awkward and pitiful Munich Conference ended on the 30th in a compromise prearranged between the two dictators. The Czechs were to evacuate all regions indicated by an international commission (subsequently dominated by the Germans) by October 10 and were given no recourse—the agreement was final. Poland took the opportunity to grab the Teschen district disputed since 1919. Czechoslovakia was no longer a viable state, and Beneš resigned the presidency in despair. In return, Hitler promised no more territorial demands in Europe and consultations with Britain in case of any future threat to peace. Chamberlain was ecstatic.
  • Why did the Western powers abandon Czechoslovakia, which, by dint of its geography, democracy, military potential (more than 30 divisions and the Škoda arms works), and commitment to collective security, could rightly be called “the keystone of interwar Europe”? No completely persuasive answer is possible, but this height of appeasement can be accounted for by politics, principles, and pragmatism. There is no question that the Munich settlement was extremely popular. Chamberlain returned to London claiming “peace for our time” and was greeted by applauding throngs. So was Daladier. The relief was so evident even in Germany that Hitler swore he would allow no more meddling by “English governesses” to cheat him of his war. Of course, the euphoria was not universal: aside from the Czechs, who wept in the streets, Churchill spoke for a growing minority when he observed that the British Empire had just suffered its worst military defeat and had not fired a shot.
  • Could Czechoslovakia have been defended? Or was Munich a necessary evil to buy time for Britain to rearm? Certainly British air defenses were unready, while France’s scarcely existed, and the strength of the Luftwaffe, so recently discounted by the British Cabinet, was now exaggerated. The French and Czech armies still outnumbered the German, but French intelligence also magnified German strength, while the army had no plans for invading Germany in support of the Czechs. The Munich powers were criticized for ignoring the U.S.S.R., which had claimed readiness to honour its alliance with Prague. The U.S.S.R., however, would hardly confront Germany unless the Western powers were already engaged, and the ways open to them were few without transit rights across Poland. The West discounted Soviet military effectiveness in light of Stalin’s 1937 purge of his entire officer corps down to battalion level. The Soviets were also distracted by division-scale fighting that broke out with Japanese forces on the Manchurian border in July–August 1938. At best, a few squadrons of Soviet planes might have been sent to Prague.
  • Of course, the moral cause of liberating the Sudeten Germans was ludicrous in view of the nature of the Nazi regime and was far outweighed by the moral lapse of deserting the doughty Czechs. (French ambassador André François-Poncet, upon reading the Munich accord, choked, “Thus does France treat her only allies who had remained faithful to her.”) That betrayal, in turn, seemed more than outweighed by the moral cause of preventing another war. In the end, the war was delayed only a year, and whatever the military realities of 1938 versus 1939, the appeasement policy was an exercise in self-delusion. Chamberlain and his ilk did not begin their reasoning with an analysis of Hitlerism and then work forward to a policy. Rather, they began with a policy based on abstract analysis of the causes of war, then worked backward to an image of Hitler that suited the needs of that policy. As a result, they gave Hitler far more than they ever gave the democratic statesmen of Weimar and, in the end, the freedom to launch the very war they slaved to prevent.
  • Hitler had no intention of honouring Munich. In October the Nazis encouraged the Slovak and Ruthene minorities in Czechoslovakia to set up autonomous governments and then in November awarded Hungary the 4,600 square miles north of the Danube taken from it in 1919. On March 13, 1939, Gestapo officers carried the Slovak leader Monsignor Jozef Tiso off to Berlin and deposited him in the presence of the Führer, who demanded that the Slovaks declare their independence at once. Tiso returned to Bratislava to inform the Slovak Diet that the only alternative to becoming a Nazi protectorate was invasion. They complied. All that remained to the new president in Prague, Emil Hácha, was the core region of Bohemia and Moravia. It was time, said Hácha with heavy sarcasm, “to consult our friends in Germany.” There Hitler subjected the elderly, broken-spirited man to a tirade that brought tears, a fainting spell, and finally a signature on a “request” that Bohemia and Moravia be incorporated into the Reich. The next day, March 16, German units occupied Prague, and Czechoslovakia ceased to exist.
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