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Objectives & Functions of SEBI: Money & Banking Video Lecture - UPSC

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FAQs on Objectives & Functions of SEBI: Money & Banking Video Lecture - UPSC

1. What is the objective of SEBI?
Ans. The objective of SEBI (Securities and Exchange Board of India) is to protect the interests of investors in securities and to promote the development and regulation of the securities market in India.
2. What are the functions of SEBI?
Ans. The functions of SEBI include regulating the securities market, protecting the interests of investors, promoting fair practices and code of conduct for market participants, regulating intermediaries such as brokers and mutual funds, and conducting investigations and imposing penalties for market misconduct.
3. How does SEBI protect the interests of investors?
Ans. SEBI protects the interests of investors by regulating the securities market and ensuring fair practices. It enforces disclosure requirements for listed companies, monitors insider trading activities, and investigates and takes action against market manipulation and fraud. SEBI also educates investors about their rights and responsibilities and provides a grievance redressal mechanism.
4. What are the key regulations imposed by SEBI on intermediaries?
Ans. SEBI imposes various regulations on intermediaries such as brokers and mutual funds. These regulations include registration requirements, periodic reporting and disclosure obligations, compliance with code of conduct and ethics, maintenance of investor funds in segregated accounts, and adherence to anti-money laundering and KYC (Know Your Customer) guidelines.
5. How does SEBI promote the development of the securities market?
Ans. SEBI promotes the development of the securities market by introducing new regulations and reforms to enhance transparency, efficiency, and investor confidence. It encourages the listing of new companies, facilitates the introduction of new financial products, and promotes technological advancements in trading and settlement systems. SEBI also collaborates with other regulatory bodies and exchanges to strengthen the Indian securities market.
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